Privacy Policy

We collect non-public information about our clients and have an obligation to maintain confidentiality of that information.

It is our policy to protect the privacy of our clients by following these principles:

  • We do not disclose the names of our clients or information about them or their accounts, except with their consent or at their direction, as necessary to perform the services or to complete the transactions or tasks they have authorized, or as permitted or required by law.
  • Information about our clients and their accounts shall be reasonably safeguarded within our offices to avoid inadvertent disclosure.
  • Access to information about clients shall be limited to our employees who have a business need to know it.
  • We provide Privacy Notices as required by Reg S-P.
  • We have adopted and will maintain procedures reasonably designed to implement this policy and comply with the requirements of Reg S-P.


Maintaining the confidentiality of your personal financial information is very important to you and to us at Capital Strategies Investment Group LLC.

INFORMATION WE COLLECT. To provide you with individualized service, we collect several types of non-public personal information about you, including:

  • Information from forms you fill out and send to us in connection with your accounts (such as your name, address and social security number);
  • Information about the transactions in your accounts (such as purchases, sales, account balances, and average cost);
  • Information about any bank account you use for transfers between your bank account and your accounts;
  • Information about your retirement account(s) in the event that we have access to your employer’s retirement plan information; and
  • Information we receive about you or your accounts as a result of your communications with us by mail, email or telephone or in person.

INFORMATION WE SHARE. We do not disclose your personal information to anyone except as permitted by law. So that we can complete transactions you authorize or request, and so that we can provide you information about our products and services, we may disclose the information we collect about you to companies that provide services to us. Those companies use that information only to perform the services for which we hired them and are not permitted to use or disclose that information for any other purpose. Finally, we may disclose information about you at your request (for example, by sending duplicate account statements to someone you designate), or otherwise as permitted or required by law.

INFORMATION SECURITY. Within Capital Strategies Investment Group LLC, access to information about you is restricted to those employees who need to know the information to service your account. Our employees are trained to follow our procedures to protect your privacy and are instructed to access information about you only when they have a business reason to obtain it. We use physical, electronic and procedural safeguards to keep your information secure.

CHANGES TO OUR PRIVACY POLICY. We reserve the right to change our privacy policy in the future, but we will not disclose your non-public personal information except to our affiliates and as otherwise required or permitted by law without your consent giving you an opportunity to instruct us not to.

Please contact us for more information regarding the details of our Privacy Policy.